Jones, Gail; Jones, Brett; & Hargrove, Tracy.
(2003). The Unintended Consequences of High-Stakes
Testing. Lanham, MD: Rowman & Littlefield.
192 pp.
$18.95 (Paper) ISBN 0-7425-2627-5
$65.00 (Hardcover) ISBN 0-7425-2626-7
Reviewed by Bob Pletka
University of California, Irvine
March 26, 2005
In The Unintended Consequences of High-Stakes Testing,
authors Jones, Jones, and Hargrove pose the question,
“What are the effects of high stakes testing on teaching
and learning in the k-12 environment?” This question is
critical to educators, politicians and parents during a time in
which the National Policy, No Child Left Behind (2001) uses high
stakes testing as a critical component to its accountability
measures. Those accountability measures carry significant
consequences in the form of financial incentives and punishments
on schools and educators. Even though political advocates of No
child Left Behind such as, President George Bush say “We do
not need trendy new theories or fancy experiments” (cited
in Coles, G. 2001, Bush and “The Basics” section,
para. 2.), research is needed to determine the effects of a
national policy that reallocates large amounts of resources based
on the scores from high stakes testing. Already, some research
has emerged (Amrein & Berliner, 2002) that indicates high
stakes testing may improve test scores but high stakes testing
does little to increase student learning. The Unintended
Consequences of High Stakes Testing provides further study
that can inform educational stakeholders as they evaluate the
effectiveness of this testing policy. The book shows both the
intended and unintended consequences to high stakes testing and
then leaves the reader to determine whether the outcomes benefit
or detract from learning.
In addition to the importance to the book’s
question about how high stakes testing affects teaching and
learning as it relates to national educational policy, the
question is based on a more fundamental query posed by
educational scholars about the foundations of learning. Is
learning a voluntary behavior that is strengthened or weakened by
consequences of punishments or rewards as Skinner (1978)
suggests? Or, do learners build their own understanding of the
world as constructivists argue. Even though the book does not
directly answer this question, the book provides a context to
explore the implications of a behavioralistic education policy
that uses high stakes testing as the instrument to trigger
punishments and rewards. With punishments and rewards enacted on
educational stakeholders, do the intended learning behaviors
result? Do the adoption of the learned behaviors within a
bevahioralistic model provide students and stakeholders access
to an adequate range of strategies, thinking skills, and problem
solving processes necessary to deal with the complexity of
teaching and learning?
Finding the intended and unintended effects of the
punishments and rewards from high stakes testing on learning
and teaching, is the focus of this books examination. In the
Unintended Consequences of High Stakes Testing, the authors
present some of the intended outcomes for those who advocate the
use of high stakes testing and later in the book show the
unintended effects of this policy . The authors provide studies,
anecdotes, and statistics that show limitations, flaws, and
failures in educational environments as a result of these types
of tests. In the beginning chapters of the book, the authors
provide examples of standardized tests that are unreliable and
inadequate to deal with measuring the complexities of assessing
educational standards. Later in the book, the authors provide
evidence of unintended consequences of high stakes testing in the
following areas: narrowing curriculum, increasing dropout rates,
decreasing of appropriate pedagogical teaching practices, and
increasing the inequality of instruction for minority students
and students of low socioeconomic status. In the final chapters
of the book, the authors give some suggestions for
‘reforming the reform’ of high stakes testing.
In chapter 1, the authors summarize some of the arguments
that policy leaders make when making the case for high stakes
testing. They argue that this policy of high stakes testing is
important for measuring student achievement, for providing
information about the quality of schools, and holding students
and educators accountable. The authors suggest that these
arguments have been successful on changing public perception as
demonstrated by the large numbers of states that have adopted
these types of testing measures and demonstrated by national
surveys in which 66% of the public consider testing is at the
right amount or even consider that more testing is needed. The
success of these arguments are demonstrated further by the
adoption of the National Policy, No Child Left Behind that
requires a testing policy that not only “must have clear,
measureable goals focused on basic skills and essential
knowledge” but also establishes heavy sanctions for
schools that do not make the performance goals from those tests.
The authors attribute the popularity of high stakes testing to
the 1983 Department of Education’s report a Nation at Risk
in which the US was portrayed at risk economically and that
schools were responsible for this danger. From this historical
report, the authors argue that this changed the public’s
attitudes towards testing. Despite this claim by the authors,
little evidence is provided to link this report to the rise in
public opinion for testing other than the chronological order of
the report that it predicated the increase in testing
popularity.
The authors acknowledge that even though high stakes testing
is increasing in educational adoption in states across the
nations, chapter two of the book provides evidence that shows the
negative effects of this type of testing on teaching practices.
The authors build the argument that because teacher centered
practices have been shown to be more effective in teaching lower
level thinking skills, and most high stakes testing assesses low
level thinking skills, then teachers are changing their practices
to be more teacher centered. They follow this argument with a
quotation by a teacher from the Barksdale-Ladd & Thomas,
(2000) study that suggests that teachers are using more
“skill and drill” instructional practices as a result
of the high stakes testing. The argument closes by providing
various teacher, student, and parent anecdotes illustrating
dissatisfaction with teaching practices that focus on these low
level skills.
The logic of the argument is sound, however, the evidence
provided to construct the argument is based on anecdotal
evidence. The authors’ point would have been stronger if
they had presented the results of the Barksdale-Ladd &
Thomas, 2000 study rather than cite an excerpt from one teacher
in the study.
Chapter 3 of the book provides some studies that indicate
positive changes in teacher’s instructional practices as a
result of high stakes testing. The author’s point to
studies such as the (Bridge, Compton-Hall & Cantrell, (1997)
study in which showed that students were spending more time on
higher level writing activities as a result of the statewide
portfolio assessment system. The authors suggest that factors
other than the high stakes nature of testing may cause teachers
to reduce the range of teaching strategies in which they engage.
They argue that the type of high stakes tests may be a central
indicator to what types of skills get taught and in what
instructional practices that teachers use. Based on the studies
that the authors offer as support, they suggest multiple choice
normed-referenced tests encourage teachers to teach low level
thinking skills and portfolio and authentic assessments encourage
teachers to teach higher order thinking skills. The authors
propose that portfolio and authentic assessments may provide
assessment options that may minimize the negative impact of high
stakes testing. However, they acknowledge that portfolios present
their own set of challenges. The inter-rater reliability of
portfolios are low. In the Vermont Portfolio program of 1992
the inter-rater reliability ranged from .33 to 43. The authors
suggest portfolios as an alternative assessment option but with
the low inter-rater reliability cited in the Vermont program, the
summative value of the portfolios reduces its assessment
viability to educators, parents and policymakers. To better be
able to discern the viability of portfolios and authentic
assessments, the authors would have needed to provide further
studies and data about other implementations of portfolios.
In the middle chapters of the book, authors
provide studies that show how the effects of high stakes testing
narrows curriculum and increases the amount of time spent on
test preparation as examples of the unintended consequences of
high stakes testing. They suggest that this increased time spent
on test preparation is especially high in low performing and in
low socioeconomic schools. The authors provide data about time
allocations for test preparation. For example, 28% of teachers
spend 60% on test prep materials and 80% of teachers spend at
least 20% of all time in class on test preparation. Using this
data, the authors pose the question, could this time spent on
test preparation be better spent on more meaningful learning
tasks?
In addition to the reported time spent by teachers on test
preparation, the authors indicate that teachers that serve
disadvantaged populations change their practices to focus on test
preparation using rote memorization teaching strategies and that
these strategies are associated with higher dropout rates. The
authors provide data that cites statistics from the National
Center for Educational Statistics that show minorities have
higher dropout rates than Caucasians. However, no studies or
statistics are provided that show disadvantaged populations
engage in higher rates of rote memorization than other
populations. Furthermore, the authors fail to provide any data or
studies to show that there is a causal or even correlational
relationship between time spent in rote memorization learning and
student drop out rates. Even though earlier chapters suggest that
this relationship between time spent on rote memorization
learning and dropout rates could be related, the authors fail to
provide empirical support for their argument.
In the following chapter, the authors focus on the unintended
consequences of retention. The authors suggest that some states
such as North Carolina use high stakes testing to determine
student retention and that retention is shown to have a
relationship with higher rates of student dropout and other
harmful effects. Numerous studies are cited to provide
corroborating evidence that show a relationship between retention
and increased dropout rates. When schools retain students just
one time, the dropout rate of these students rise 50% and two or
more grade level retentions push the chance of dropout to 90%.
After presenting the studies linking retention and increases in
dropout rates, the authors suggest that “neither retention
or social promotion is a satisfactory answer” but that
viable alternatives do exist. They cite Linda Darling’s
alternative practices to social promotion such as tutoring,
after-school, and multiage classrooms. Even though several
alternatives to retention and social promotion are given, none of
these are given enough detail to provide a viable option for
implementation. In addition, these suggestions are given in an
absence of corroborating studies to support the suggested
alternatives. Without citing additional studies, or theoretical
frameworks, the options to social promotion and retention cited
in the text have little value to poliymakers, educators, or
parents. The alternatives do provide researchers possible future
areas to investigate and so the authors’ suggestions do
provide some value for those stakeholders.
The final chapters of the book examine ways to ‘reform
the reform’ of high stakes testing. To improve high stakes
testing, the authors argue that educators, parents and policy
makers need to refocus on the primary goal of education which is
to improve student learning. They suggest that by focusing on
learning, people will “avoid falling into the trap of
thinking about test scores as the goal” (p. 156) Both
formative assessment and assessments directly connected to the
learning are important implementations of testing that are
necessary reforms to the current notion of testing. Furthermore,
they suggest that testing for comparison only is detrimental to
the learning process. These proposed solutions to the current
limitations of high stakes testing are in list form. There are
few corroborating studies, anecdotes and statistics in which the
authors used in previous chapters to cite the effects of high
stakes testing. The proposed solutions provide few details about
how the solution could be of implemented or how it had been
implemented in other places.
Despite the weakness of the section on reforming the reform,
the other chapters of the book provide sound arguments using
various empirical evidence to support the authors’ claims
about the effects of high stakes testing on learning and
teaching. Because many of the effects of high stakes testing are
negative--such as a narrowing of the curriculum--the cons of high
stakes testing need to be weighed against the pros by educators,
parents and policymakers. The authors’ large number of
empirical studies can inform the scholarship of policymakers who
are using high stakes testing as a reform effort to improve the
quality of education. The educational community of parents,
educators, and policymakers need to consider the intended and
unintended consequences of high stakes testing documented in this
book so that educational stakeholders create a high quality,
equal education for all students.
References
Amrein, A. & Berliner, D. (2002) High-stakes testing,
uncertainty, and student learning. Education Policy Analysis
Archives, 10 (18) Retrieved February 25, 2005 from
http://epaa.asu.edu/epaa/v10n18/
Coles, G. (2001) Learning to read –
‘scientifically’. Retrived Auguest 3, 2002 from
Rethinking Schools 15, no. 4 (Summer):
www.rethinkingschools.org/Archives/15_04/Read154.htm
Skinner, B. F. (1978). Reflections on
behavioralism and society. Englewood Cliffs, NJ:
Prentice-Hall.
U.S. Department of Education, Office of the Secretary. 2001.
No child left behind. Washington, D.C.: Government
Printing Office
About the Reviewer
Bob Pletka is a doctoral candidate in the Education
Department at the University of California Irvine. His areas of
specialization are data-driven decision making, instructional
technology and computer supported collaborative learning. He has
been the Director of Information and Instructional Technology at
Covina Valley Unified School District for 6 years. Previously, he
taught middle school science, computers and mathematics.
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