Carole J. Bland and William H. Bergquist. (1997).
The Vitality of Senior Faculty Members: Snow on the
Roof--Fire in the Furnace. ASHE-ERIC Higher Education
Report Volume 25, No. 7. Washington, D.C.: The George
Washington University, Graduate School of Education and
Human Development.
Reviewed by Lee S. Duemer
University of Iowa
Pp. xii + 169 ISBN 1-878380-79-6.
$24.00
August 23, 1998
The aging of America's
higher education faculty is abundant
with policy implications. These men and women flooded higher
education in the 1960s and 1970s. Their introduction to faculty
ranks and the concurrent changes in higher education were not a
matter of coincidence. Now, they compose the upper age spectrum
of the professorate and hold a significant portion of tenured
positions. Consequently, they are still in a position to
determine the future of higher education and affect change, much
as they were thirty years ago. This sets the context and
provides the justification for investigating the vitality of
senior faculty members (Bland and Bergquist, p. iii).
Senior faculty are defined as those who are employed full
time, tenured, have been working for at least fifteen years, and
are more than 45 years of age (Bland and Bergquist, p. 3).
Vitality is somewhat more difficult to define, as the authors
admit. Some of the terms used to define it include physical
drive, durability, enthusiasm, though this is not complete or
inclusive (Bland and Bergquist, p. 2).
Concern about the
productivity of senior faculty has become
an issue over the past ten years. With the elimination of
mandatory retirement and strengthening of age discrimination
laws, some in academe (and outside it) have increasingly
perceived senior faculty as more a problem than an asset.
Lucrative early retirement packages have further fed the idea
that senior faculty are in the way or somehow need to be moved
out of the institution. This body of senior faculty bring
financial implications for higher education. Such a large number
of faculty advanced in age and professional development have
pushed salaries upwards. As any budget-minded administrator or
department chair will tell you, tenured faculty can be expensive.
A full professor in late career can cost much as two assistant
professors.
Bland and Bergquist add
depth to this work by combining
research methodologies. Their use of both qualitative and
quantitative methodologies provides a multidimensional approach
which takes the reader on a tour of faculty productivity from a
variety of angles. One chapter stands out in particular, "The
Case of Stephen Abbot." This section, prepared by Joseph
Axelrod, examines the professional life of a senior faculty
member on a real campus (p. 13). The chronology of Abbot's
career is divided into five sections, spanning from his student
years into the present decade. Perhaps the most important lesson
from this examination is the way in which the priorities of
senior faculty have shifted over time. In early career, many
seem to have been preoccupied with accumulating the resources and
network with which to succeed in academe. For senior faculty,
that is no longer a concern. After having established a secure
career base, senior faculty enjoy considerable freedom to decide
where their interests will take them.
There are some important
implications with faculty freedom.
Faculty freedom brings with it both advantages and challenges to
institutions. Senior faculty can be an institution's most
creative thinkers. Many have reached the high point of their
careers, and have little hope or interest in further
advancements. Freedom, however, can be troublesome without
adequate guidance and support. This is the new challenge for
institutions. While some senior faculties have a clear sense of
their priorities in goals, others may find their new freedom
confusing, and may lack the guidance necessary to take advantage
of it.
Bland and Bergquist go
directly to one of the most common
misperceptions regarding senior faculty, the idea that they are
mentally incapable of maintaining the same level of productivity
as their younger colleagues (p.27). They are clear to point out
that most longitudinal studies do not support this idea. In
fact, many of the abilities necessary to succeed in academe do
not fully develop until mid life. The information the authors
draw on indicates that senior faculty may be better equipped
intellectually that those who are young in their careers. Many
important skills, such as a well-integrated knowledge base and
organized thinking skills are stronger and more fully developed
in senior faculty.
It was a pleasant surprise
to see Bland and Bergquist draw
from a diverse body of knowledge in their examination of faculty
vitality. To develop an understanding of faculty vitality, they
begin by examining internal factors that can influence
productivity. As pointed out in the review of Stephen Abbot's
career, developmental changes may initiate a reevaluation of
one's goals and interests. Any young faculty member making the
transition from a graduate student to an assistant professor
should be able to understand the need to define one's career
priorities, interests, and growth in a new position. This is
similar to the change that occurs as the senior faculty member
rises from associate professor to professor. Similar changes
occur, involving further redefinitions of career goals and the
development of new life and work interests.
Perhaps the most important
theme uncovered by Bland and
Bergquist is the relationship between the individual faculty
member and the institution and the responsibility they have to
each other. The institution has a responsibility to provide the
individual a supportive atmosphere, compensation representative
to contributions, and opportunities for advancement. Without
these things an individual cannot be expected to remain
productive. Likewise, individuals have a responsibility to their
institution. An institution is, after all, the sum of the
creative minds of its faculty. No institution can be considered
creative without the productive capacity of its faculty.
The responsibility the institution has toward the individual
depends on the faculty member in question. Younger faculty seek
assistance with developing their professional network, learning
how to successfully navigate the tenure process, developing
teaching skills or more clearly defining a research agenda.
Senior faculty have different interests or problems, such as
trying to cope with the expectations they had for their careers
and the reality they find themselves in, changing family issues,
or the need for new direction (p. 84).
Bland and Bergquist explore
three facets of academic life--
teaching, research and service--with respect to faculty vitality
and interest. The authors have no conclusive advice to provide
regarding teaching, aside from the conclusion that senior faculty
are interested in teaching and remain committed to students.
Research is a more complex matter. For many years, it was
thought that a decline in productivity over time was the result
of decreased mental sharpness, or the erosion of motivation.
While a decline in productivity does occur, the previous
possibilities have been successfully ruled out. One must keep in
mind, that the decline in productivity is slight and is abundant
with contradictions. While some faculty produce less, others go
on to produce more than ever in their senior years. One's
perspective on the issue also depends on the definitions one uses
to view it. When productivity is measured by number of
citations, senior faculty appear less productive than junior
faculty. However, if productivity is measured by published
journal articles, books, monographs and manuals, then senior
faculty appear very productive. The information available on
this aspect of productivity is summative, therefore it does not
inform us about changes in productivity over time. It does tell
us that compared to senior faculty of the 1970s, contemporary
senior faculty are more productive. With respect to any decline
in productivity over time, the authors suggest that senior
faculty may merely be more concerned with quality than quantity.
Unfortunately, the authors had less information about
productivity as it pertains to service. This is another area
where senior faculty can serve as a valuable resource to their
institutions, disciplines and colleagues. Naturally, senior
faculty benefit from a greater knowledge of the history of their
institution and discipline and are able to apply this to the
benefit of younger colleagues.
Bland and Bergquist's
conclusions from the available
scholarship remind us how the reward system in academe continues
to be structured. They apparently had little difficulty finding
ample information about faculty productivity with respect to
scholarship. However, scholarship was able to inform them
considerably less about other aspects of productivity, such as
teaching and service. Lack of scholarly interest in these two
areas is reflective of the continued emphasis on scholarship as
the defining characteristic of academic success.
Perhaps one of the most important contributions of made by
Bland and Bergquist in this book is to remind us that faculty
productivity is the result of a combination of factors. The
image of the lonely scholar huddled in silence over an ancient
text in some hidden corner of the library is sharply challenged
here. Faculty productivity emerges as a highly social activity.
Furthermore, Bland and Bergquist encourage faculty, regardless of
seniority, to view productivity in an inclusive manner. Fellman
(1995) finds that when higher education defines publications as
the main determinant of productivity, it reinforces negative
attitudes and beliefs, such as deference to authority, compulsive
behavior and academic narcissism. Additionally, Fellman found
that the publishing imperative denigrates teaching and encourages
faculty to ignore or reject real human connections with others
(Fellman, 1995). Bland and Bergquist's findings are consistent
with recent scholarship that finds scholarship and teaching to be
interrelated (Giles-Gee, 1997).
Bland and Bergquist's
findings provide a suitable framework
for advancing faculty productivity. Coincidentally or not, many
of these are the same components identified as essential to
institutional survival in the strategic planning process. These
include factors such as "clear goals that serve a coordinating
function; an emphasis on the institution's priorities . . .
assertive participative governance; decentralized organization;
frequent communication; sufficient and accessible resources . .
." (p. 60). Many institutions committed to enhancing faculty
productivity would likely find it easy and practical to link
faculty productivity to strategic planning.
Linking faculty
development to strategic planning would
address differences in faculty priorities found at different
types of institution. This idea is nothing new to higher
education. Possibly the earliest American example of linking
goals to the institution was in the early Harvard College
statutes, "everyone shall consider the main End of his life and
studies to know God and Jesus Christ which is eternal life"
(Hofstadter and Smith, 1961, 2). While the formulation of
institutional goals has become considerably more complex, the
principle is the same; to "give an organization a sense of
direction, a frame of reference for its activities, and a means
by which to evaluate change and progress . . . " (Fenske, 1989,
p.178). Naturally, faculty at community colleges, liberal arts
colleges and research universities have different priorities and
demands on their time. Existing strategic planning priorities
would ensure that faculty productivity plans would match
institutional dynamics.
Bland and Bergquist bring
up evidence to indicate that in
the future, institutions will have to be more creative in the
professional development services they provide to senior faculty.
In many cases, contemporary senior faculty have spent all, or
nearly all of their lives in educational institutions. This
image is contrasted with many contemporary junior faculty, and
even non-traditional senior faculty, who have come to academe
from business or another segment of "the real world." This
latter group tends to be more open to experimentation with their
academic careers. As this group continues to move into the
senior ranks, institutions will have to find ways to keep them
intellectually stimulated.
An implication for the
future that the authors did not
explore in any depth was changing senior faculty demographics,
with respect to gender and race. Admittedly, women and
minorities continue to represent a small proportion of senior
faculty ranks (Blackwell, 1996, 617). However, as more women and
minorities rise into the senior ranks, might we expect further
changes associated with gender or race? There is reason to
suspect this might occur. As Bland and Bergquist mention, one
faculty development model was based on male faculty at a liberal
arts institution (p. 67), it is likely that these subjects were
also White. Such models need to be viewed in a critical eye when
they are considered for application to a population that is more
diverse. The authors caution against incorporating faculty
productivity models that are based on populations that do not
represent the growing diversity in faculty ranks. Different
developmental stages in career exploration identified by gender
differences were uncovered among young adults (Farmer, 1995).
Lacy and Hendricks (1980) identified race, social class and
gender as predictors of adult passage through consecutive
developmental stages.
The authors touch on some
interesting ideas with respect to
diversity and the conflict between open access and quality higher
education. Early on, they take the position that high quality
and open access are essential to the 1990s and that quality
education must expose students to diversity (Bland and Bergquist,
p. 5-6). As recent events in California and Texas demonstrate,
equality in access does not necessarily translate into equality
in representation. The elimination of discriminatory admissions
standards that kept Asian enrollment at forced low levels has
resulted in increased enrollment for that particular group.
However, Black enrollment has plummeted with the removal of
artificial enrollment forcing. The authors later (p. 77) make
the statement that diversity is positive ". . . as long as the
group has the same primary goals and culture." They state that
senior faculty have a central role in preserving group goals and
culture. While they cite some sources that support this, none is
more recent than 1976. I would like to see Bland and Bergquist
explore this in more depth in the future. In light of the
development of multicultural education, and the seeming conflict
between open access and quality, these authors could address that
gap with their scholarship on senior faculty.
Bland and Bergquist are
to be commended for their
investigation of an area in higher education that has been
misunderstood, under investigated and holds serious implications
for the future. Those of us in higher education can expect to
see this text widely cited as the launch point for additional
scholarship on senior faculty.
References
Blackwell, J. (1996). Faculty Issues: The Impact on Minorities.
In Turner, C., Gracia, M. Nora, A., Rendon, L. Racial
and Ethnic Diversity in Higher Education. Needham
Heights, MA: Simon and Schuster.
Farmer, H. (1995). Gender Differences in Adolescent Career
Exploration. ERIC Clearinghouse on Counseling and
Student Services. Document ED391108.
Fellman, G. (1995). On the Fetishism of Publications and the
Secrets Thereof. Academe, 81 (1), 26-35.
Fenske, R. (1989). Setting Institutional Goals and Objectives.
Improving Academic Management: A Handbook of Planning and
Institutional Research. San Francisco, CA: Jossey-Bass.
Giles-Gee, H. (1997). Initiatives Aimed at Increasing Faculty
Productivity. Metropolitan Universities: An
International Forum, 7 (4), 75-88.
Hofstadter, R and Smith, W. (1961). American Higher Education:
A Documentary History. Chicago: University of Chicago
Press.
Lacy, W. And Hendricks, J. (1980). Developmental Models of Adult
Life: Myth or Reality. International Journal of Aging
and Human Development, 11 (2), 89-107.
About the Reviewer
Lee S. Duemer is Visiting Assistant Professor in Planning, Policy
and Leadership Studies at the University of Iowa, College of
Education. His interests are history and policy issues in
American higher education.
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